Christine L. Cantone
Professional summary
Christine Louise Cantone was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christine Louise Cantone, who also goes by Christine L Cantone, Christine L Gefken, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1996. Christine had worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1996 - September 5, 2023
CANTONE RESEARCH INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CANTONE RESEARCH INC.
CRD#: 26314 / SEC#: , 8-41940
Contact information
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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