MA
Mark E. Armbruster
ARMBRUSTER CAPITAL MANAGEMENT
Pittsford, NY 14534
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CRD#: 2687579
MA
Professional summary
Mark Edward Armbruster, who also goes by Mark E Armbruster, is a registered financial advisor currently at ARMBRUSTER CAPITAL MANAGEMENT, INC. located in Pittsford, New York.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mark has worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark E Armbruster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARK ARMBRUSTER IS ALSO AN EMPLOYEE OF FISCHER INVESTMENT GROUP (FIG) AS A PORTFOLIO MANAGER. THIS RELATIONSHIP WAS SET UP TO PARTICIPATE JOINTLY WITH FIG IN A CLIENT REFERRAL PROGRAM THROUGH ONE OF OUR CUSTODIANS. THIS RELATIONSHIP HAS THE POTENTIAL TO CAUSE CONFLICTS OF INTEREST BETWEEN ACM AND FIG CLIENTS. FOR EXAMPLE, MARK ARMBRUSTER COULD OBTAIN MATERIAL, NONPUBLIC INFORMATION ON FIG CLIENTS OR THEIR TRADING ACTIVITIES THAT COULD UNFAIRLY BENEFIT ACM CLIENTS OR HARM FIG CLIENTS.
ACM AND FIG ADDRESS THE POTENTIAL FOR CONFLICTS OF INTEREST BY SEGREGATING ALL FIRM OPERATIONS AND LIMITING THE FLOW OF INFORMATION BETWEEN THE FIRMS. MARK ARMBRUSTER ONLY HAS ACCESS TO INFORMATION FOR SHARED CLIENTS AT FIG. FIG EMPLOYEES HAVE NO ACCESS TO ACM CLIENT RECORDS OR INFORMATION. MARK HAS BEEN A PORTFOLIO MANAGER AT FIG SINCE AUGUST 2009. HE SPENDS BETWEEN ONE AND TWO HOURS PER MONTH ON THIS BUSINESS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Armbruster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2013 - Present
ARMBRUSTER CAPITAL MANAGEMENT, INC.
Office #1: 1250 Pittsford Victor Road Building 100, Suite 180, Pittsford, NY 14534RIA
CRD#: 151590
Pittsford, NY
Past
April 5, 2000 - September 4, 2003
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
BD
CRD#: 40644
JENKINTOWN, PA
Past
December 20, 1996 - February 25, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 25, 1996 - February 23, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 25, 1996 - February 23, 1996
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARMBRUSTER CAPITAL MANAGEMENT, INC.
ARMBRUSTER CAPITAL MANAGEMENT, INC.
CRD#: 151590 / SEC#: 801-71184
RIA
Registered Investment Advisory firm - (3/9/2010 Approved)New York
Registered Investment Advisory firm - (7/26/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(4/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AC
ARMBRUSTER CAPITAL MANAGEMENT, INC.
ARMBRUSTER CAPITAL MANAGEMENT, INC.
CRD#: 151590 / SEC#: 801-71184
RIA
Registered Investment Advisory firm - (3/9/2010 Approved)New York
Registered Investment Advisory firm - (7/26/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1250 Pittsford Victor Road Building 100, Suite 180, Pittsford, NY 14534
Mailing Address
Phone number
(585) 381-4180
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 900,785,809 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARMBRUSTER CAPITAL MANAGEMENT, INC.
CRD#: 151590Pittsford, NY 14534TRUST BUT VERIFY
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