David P. Roland
Professional summary
David Pierce Roland is a registered financial professional currently at PARADIGM CAPITAL U.S. INC. .
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Pierce Roland's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2001 - Present
PARADIGM CAPITAL U.S. INC.
Office #1: 95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7Office #2: 95 Wellington Street West Suite 2101, Toronto, M5J 2N7February 22, 1996 - November 6, 1998
GORDON CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2001)
(4/14/2003)
(7/17/2001)
(4/15/2004)
(10/5/2001)
(10/7/2024)
(10/4/2024)
(8/20/2001)
(5/29/2002)
(11/8/2024)
(7/21/2004)
(7/31/2001)
(4/15/2004)
(4/14/2003)
(2/20/2002)
(10/7/2024)
(2/13/2004)
(10/15/2024)
(6/2/2003)
(10/30/2001)
(4/14/2003)
(10/29/2024)
(7/27/2001)
Exams
FINRA
Current Firm
PARADIGM CAPITAL U.S. INC.
CRD#: 104425 / SEC#: , 8-52885
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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