Deloris E. Weidner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deloris Elaine Weidner, who also goes by D E Weidner, Dee Dee Weidner, Dee Weidner, Deloris Elaine Weidner, Deloris Weidner, was a registered financial professional .
Deloris is a previously registered financial professional and started their career in finance in 1995. Deloris had worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2021 - April 16, 2024
AXOS CLEARING LLC
February 3, 2020 - August 16, 2021
E*TRADE SECURITIES LLC
June 7, 2010 - April 9, 2018
TCADVISORS NETWORK INC.
June 8, 2004 - November 13, 2009
HARRISON DOUGLAS, INC.
April 23, 2004 - June 2, 2004
QA3 FINANCIAL CORP.
September 6, 2001 - March 29, 2004
FREEDOM FINANCIAL, INC.
December 14, 1995 - September 12, 2001
MANARIN SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
AXOS CLEARING LLC
CRD#: 117176 / SEC#: , 8-53595
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AXOS SECURITIES, LLC | SOLE OWNER | |
| CROW, DAVID MICHAEL | PRESIDENT, AXOS CLEARING, LLC | 4370102 |
| FAUCHER, KATHY NOEL | AML OFFICER | 6323326 |
| GREEN, HOWARD MICHAEL | CHIEF FINANCIAL OFFICER | 2535812 |
| KINSELLA, SHAWN ROBERT | CHIEF COMPLIANCE OFFICER | 5793966 |
| PLUMMER, JEFFREY KENT | PRINCIPAL OPERATIONS OFFICER | 4576783 |
| SHIRMANG, STEPHEN LOWELL | CHIEF OPERATIONS OFFICER | 3083416 |
Disclosures
| Regulatory Event | 13 |
Red Flags
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