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Robert Christopher Callahan

CRD# 2687380·Registered 1995 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Christopher Callahan, who also goes by Bob Callahan, was a registered financial advisor. Robert was a previously registered financial advisor and started their career in finance 1995 - 2015. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 55 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Callahan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

RICCIA CAPITAL ADVISORS, LLC·CRD# 167791
RIA
Katy, TX
January 5, 2015 - December 31, 2015
BRADESCO SECURITIES, INC.·CRD# 104347
BD
New York, NY
February 8, 2010 - March 2, 2012
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
June 2, 1999 - October 25, 2002
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
December 22, 1995 - March 10, 1999

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Current Firm

RC
RICCIA CAPITAL ADVISORS, LLC

RICCIA CAPITAL ADVISORS, LLC

CRD#: 167791

Contact Information

Main Address

Katy, TX

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2010About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 1999

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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