Jeffrey Spurling
Professional summary
Jeffrey Spurling, who also goes by Jeffrey Paul Spurling, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Miami, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 14 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Spurling's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
November 15, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111September 10, 2018 - October 15, 2019
PREMIER CAPITAL ADVISORS LLC
October 26, 2015 - September 4, 2018
ADVISORS ASSET MANAGEMENT, INC.
October 21, 2015 - September 4, 2018
ADVISORS ASSET MANAGEMENT, INC.
October 28, 2014 - October 7, 2015
BB&T INVESTMENT SERVICES, INC.
October 6, 2014 - October 7, 2015
BB&T INVESTMENT SERVICES, INC.
October 3, 2012 - October 10, 2014
INNOVATION PARTNERS LLC
July 29, 2010 - July 2, 2012
SNOW CAPITAL MANAGEMENT, L.P.
August 11, 2008 - June 1, 2009
TRANSAMERICA CAPITAL, LLC
June 4, 2008 - July 15, 2008
OLD MUTUAL CAPITAL
April 27, 2005 - July 15, 2008
OLD MUTUAL INVESTMENT PARTNERS
November 10, 1998 - September 10, 2002
VP DISTRIBUTORS LLC
April 27, 1998 - July 20, 1998
CHARLES SCHWAB & CO., INC.
December 24, 1997 - April 15, 1998
QUICK & REILLY, INC.
January 1, 1996 - December 23, 1997
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/17/2021)
(4/4/2023)
Exams
Series 7TO
Date: 11/15/2021
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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