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BA

Beau Adams

MID ATLANTIC CLEARING & SETTLEMENT
PITTSBURGH, PA 15222
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CRD#: 2687173
BA
Beau AdamsMID ATLANTIC CLEARING & SETTLEMENT

Professional summary


Beau Adams, AIF®, who also goes by Beau C Adams, Beau Christian Adams, is a registered financial professional currently at MID ATLANTIC CLEARING & SETTLEMENT CORPORATION located in Pittsburgh, Pennsylvania.

Beau is registered as a RR (Registered Representative) and started their career in finance in 1996. Beau has worked at 4 firms and has passed the Series 63, Series 99TO, Series 6TO, SIE and Series 6 exams.

Aliases


Beau C Adams | Beau Christian Adams

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Beau Adams's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

July 21, 2026 - Present

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

Office #1: 1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
BD
CRD#: 37466
PITTSBURGH, PA
Past

July 21, 2023 - May 20, 2025

HORACE MANN INVESTORS, INC.

BD
CRD#: 11643
SPRINGFIELD, IL
Past

September 28, 1998 - May 20, 2025

BCG SECURITIES, INC.

BD
CRD#: 70
CHERRY HILL, NJ
Past

February 1, 1996 - September 9, 1996

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(7/22/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 3/11/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MA
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
ADVISORS CLEARING NETWORK, INC. | MID ATLANTIC CLEARING & SETTLEMENT CORPORATION | LIFE CYCLE MUTUAL FUNDS DISTRIBUTORS, INC. | BISYS BD SERVICES, INC.

CRD#: 37466 / SEC#: , 8-47758

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1251 Waterfront Place Suite 540, Pittsburgh, PA 15222
Mailing Address
1251 Waterfront Pl Ste 510 Suite 540, Pittsburgh, PA 15222
Phone number
8006937800345
Established
Delaware since 09/12/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
MID ATLANTIC TRUST COMPANYOWNER
BAIER, ELIZABETH CURROFINOP4851105
BANCO, JOSEPH FRANKLIN JRPRINCIPAL FINANCIAL OFFICER (CF0)2850198
JENKINS, WILLIAM HENRYCCO3004337
SMITH, KYLE PETERPRESIDENT2142563

Disclosures


Regulatory Event1

Red Flags


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Company Information


MID ATLANTIC CLEARING & SETTLEMENT CORPORATION

CRD#: 37466Pittsburgh, PA 15222

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