Marvin P. Willis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Pendleton Willis was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1995. Marvin had worked at 4 firms and has passed the Series 63, Series 56, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2011 - December 4, 2012
COASTAL TRADE SECURITIES, LLC
August 6, 2003 - March 30, 2004
FORESTERS EQUITY SERVICES, INC.
March 28, 2000 - September 5, 2000
INTERFIRST CAPITAL CORPORATION
December 20, 1995 - June 12, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/27/2011
Proprietary Trader Qualification ExaminationCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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