Mark E. Mccoy

RETIREMENT FUND MANAGEMENT

ATLANTA, GA 30328

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CRD#: 2686877

Professional summary

Mark Edward Mccoy, who also goes by Mark Mccoy, is a registered financial advisor currently at RETIREMENT FUND MANAGEMENT located in Atlanta, Georgia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mark has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Mccoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fiduciary Plan Governance, 28 Green St Newberry MA 01951, start date 6/14/2013, Managing Director-Southeast, work 3 hrs/mth, work 3 hrs/mth during trading hours, participant in think tank composed of experienced consultants that focus on retirement plan issues. The firm reviews and assesses fiduciary practices for retirement plan committees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Mccoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2007 - Present

RETIREMENT FUND MANAGEMENT

Office #1: Five Concourse Parkway Suite 3000, Atlanta, GA 30328

RIA

CRD#: 126573

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT FUND MANAGEMENT

RETIREMENT FUND MANAGEMENT | RETIREMENT FUND MANAGEMENT, LLC

CRD#: 126573 / SEC#: 801-69594

RIA

Registered Investment Advisory firm - (10/2/2008 Approved)

Georgia

Registered Investment Advisory firm - (12/9/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/11/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 12/19/1995

Non-Member General Securities Examination

Current Firm

RETIREMENT FUND MANAGEMENT

RETIREMENT FUND MANAGEMENT | RETIREMENT FUND MANAGEMENT, LLC

CRD#: 126573 / SEC#: 801-69594

RIA

Registered Investment Advisory firm - (10/2/2008 Approved)

Georgia

Registered Investment Advisory firm - (12/9/2008 Terminated)

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Contact information

Main Address

Five Concourse Parkway Suite 3000, Atlanta, GA 30328-7106

Mailing Address

Phone number

(770) 399-8803

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT FUND MANAGEMENT, LLC PART 2A BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 712,145,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Mccoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Mccoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT FUND MANAGEMENT

Primary Firm SEC Registration

RETIREMENT FUND MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2007

Series 2

Date: 12/19/1995

Current Firm

RETIREMENT FUND MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT FUND MANAGEMENT

TRUST BUT VERIFY

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