Renee E. Emrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee Elaine Emrick, who also goes by Elaine Kidwell, Renee Elaine Kidwell, was a registered financial professional .
Renee is a previously registered financial professional and started their career in finance in 1996. Renee had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 31, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2013 - September 10, 2018
IPI WEALTH MANAGEMENT, INC.
November 14, 2013 - September 10, 2018
INVESTMENT PLANNERS, INC.
September 7, 2012 - November 4, 2013
1ST GLOBAL ADVISORS INC
September 6, 2012 - November 4, 2013
1ST GLOBAL CAPITAL CORP.
January 3, 2012 - February 17, 2012
FIRST MIDWEST SECURITIES, INC.
July 27, 2009 - December 31, 2011
FIRST MIDWEST SECURITIES, INC.
January 24, 2007 - February 17, 2012
FIRST MIDWEST SECURITIES, INC.
March 21, 2005 - January 5, 2007
GUNNALLEN FINANCIAL, INC
August 17, 2004 - March 14, 2005
GUNNALLEN FINANCIAL, INC
June 25, 1996 - July 22, 1999
TD AMERITRADE, INC.
January 9, 1996 - May 22, 1996
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/7/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
