Charles W. Heinzelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Heinzelman IV, who also goes by Charles W Heinzelman IV, Drew Heinzelman Iv, Pete Heinzelman, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1995. Charles had worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2016 - June 21, 2017
TRAJAN INCOME, LLC
February 14, 2014 - July 21, 2014
AMERITAS INVESTMENT COMPANY, LLC
January 1, 2014 - July 21, 2014
AMERITAS INVESTMENT COMPANY, LLC
September 17, 2012 - December 31, 2015
TRAJAN INCOME, LLC
March 22, 2012 - August 7, 2012
TRAJAN WEALTH, L.L.C.
September 10, 2009 - December 31, 2011
NEXT FINANCIAL GROUP, INC.
March 3, 2009 - December 31, 2011
NEXT FINANCIAL GROUP, INC.
April 30, 2004 - March 10, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 18, 2002 - April 30, 2004
NATIONAL PLANNING CORPORATION
August 6, 2002 - December 20, 2002
SUNAMERICA SECURITIES, INC.
December 7, 1995 - July 19, 2002
SIMMERS CAPITAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
TRAJAN INCOME, LLC
CRD#: 165382 / SEC#:
Contact information
Red Flags
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