George I. Orear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Isbell Orear, who also goes by George Orear, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1998. George had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 72, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2014 - December 31, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 11, 2009 - April 3, 2014
CREWS & ASSOCIATES, INC.
November 16, 2007 - May 12, 2009
COLONIAL BROKERAGE, INC.
September 6, 2007 - October 8, 2021
GIO GOVERNMENT BOND STRATEGIES
May 24, 2007 - September 6, 2007
NBC SECURITIES, INC.
May 24, 2007 - November 8, 2007
NBC SECURITIES, INC.
March 22, 2007 - May 24, 2007
FIRST ALLIED SECURITIES, INC.
February 1, 2007 - May 24, 2007
FIRST ALLIED SECURITIES, INC.
January 11, 2006 - October 31, 2006
AMSOUTH INVESTMENT SERVICES, INC.
December 10, 1998 - January 13, 2006
STERNE, AGEE & LEACH, INC.
January 27, 1998 - December 11, 1998
SOUTHERN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 3/8/1999
Government Securities Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
