Anthony F. Giordano
Professional summary
Anthony Frank Giordano was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Anthony had worked at 8 firms, which includes COUCH & COMPANY INCORPORATED, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, BARRON CHASE SECURITIES INC., FIRST LIBERTY INVESTMENT GROUP INC., WILLIAM SCOTT & CO. L.L.C., NATIONWIDE SECURITIES CORPORATION, CORTLANDT CAPITAL CORPORATION, MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2000 - May 8, 2000
COUCH & COMPANY, INCORPORATED
October 22, 1999 - January 10, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 17, 1998 - October 29, 1999
BARRON CHASE SECURITIES, INC.
March 24, 1997 - May 1, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
January 2, 1997 - March 19, 1997
WILLIAM SCOTT & CO. L.L.C.
October 10, 1996 - November 1, 1996
NATIONWIDE SECURITIES CORPORATION
August 28, 1996 - October 23, 1996
CORTLANDT CAPITAL CORPORATION
March 11, 1996 - July 24, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUCH & COMPANY, INCORPORATED
CRD#: 18433 / SEC#: , 8-36429
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUCH & COMPANY.COM HOLDING CORP. | DIRECT OWNER | |
| COUCH, THOMAS MCDONALD JR | PRESIDENT, FINOP, DIRECTOR | 1271694 |
| RADICONE, ANTHONY JOE | COMMON SHAREHOLDER 20% |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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