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Anthony Frank Giordano

CRD# 2686335·Registered 1996 - 2000
Barred: Anthony Frank Giordano was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Frank Giordano, who also goes by A Frank Giordano, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1996 - 2000. Anthony had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A Frank Giordano

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

COUCH & COMPANY, INCORPORATED·CRD# 18433
BD
New York, NY
April 6, 2000 - May 8, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
October 22, 1999 - January 10, 2000
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
April 17, 1998 - October 29, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.·CRD# 3536
BD
Philadelphia, PA
March 24, 1997 - May 1, 1998
WILLIAM SCOTT & CO. L.L.C.·CRD# 14979
BD
Union, NJ
January 2, 1997 - March 19, 1997
NATIONWIDE SECURITIES CORPORATION·CRD# 29720
BD
Valrico, FL
October 10, 1996 - November 1, 1996
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
August 28, 1996 - October 23, 1996
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
March 11, 1996 - July 24, 1996

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Current Firm

C&
COUCH & COMPANY, INCORPORATED

COUCH & COMPANY, INCORPORATED | THOMAS M. COUCH, INC.

CRD#: 18433 / SEC#: 8-36429
BD
Terminated by SEC on 01/30/2001

Contact Information

Established

Texas since 09/28/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COUCH & COMPANY.COM HOLDING CORP.DIRECT OWNER—
COUCH, THOMAS MCDONALD JRPRESIDENT, FINOP, DIRECTOR1271694
RADICONE, ANTHONY JOECOMMON SHAREHOLDER 20%—

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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