Taylor C. Kirkpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taylor Chapman Kirkpatrick was a registered financial professional .
Taylor is a previously registered financial professional and started their career in finance in 1996. Taylor had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2012 - December 12, 2014
INDEPENDENT INVESTMENT BANKERS, CORP.
March 22, 2012 - July 6, 2012
BURCH & COMPANY, INC
January 11, 2012 - January 31, 2012
CBC SECURITIES, INC.
January 6, 2003 - November 30, 2011
W.G. NIELSEN & CO.
March 9, 1999 - June 7, 2000
NATIXIS DISTRIBUTION, LLC
January 11, 1996 - February 11, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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