Heather L. Willie
Professional summary
Heather Lynn Willie, who also goes by Heather Lynn Brito, is a registered financial professional currently at SENTRY EQUITY SERVICES, INC. located in Stevens Point, Wisconsin.
Heather is registered as a RR (Registered Representative) and started their career in finance in 2010. Heather has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heather Lynn Willie's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2024 - Present
SENTRY EQUITY SERVICES, INC.
Office #1: 1800 North Point Drive, Stevens Point, WI 54481July 15, 2019 - December 3, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
January 4, 2017 - July 3, 2019
TRANSAMERICA CAPITAL, LLC
December 18, 2014 - January 4, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
September 8, 2010 - November 6, 2014
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/2/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SENTRY EQUITY SERVICES, INC.
CRD#: 5069 / SEC#: , 8-15078
Contact information
FINRA licenses (49 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
