Stephen Michael Miller
Professional Summary
Stephen Michael Miller, who also goes by Stephen Miller, is a registered financial advisor currently at DEAN INVESTMENTS located in Beavercreek, Ohio and DEAN FINANCIAL SERVICES located in Beavercreek, Ohio. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Stephen has worked at 3 firms and has passed the Series 63, Series 65, Series 6, Series 28 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen Michael Miller, Stephen Miller
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SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
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SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
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SOLTIS INVESTMENT ADVISORS, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DEAN C H & ASSOCIATES, INC. | DEAN INVESTMENTS | DEAN INVESTMENT ASSOCIATES, LLC | DEAN INVESTMENT ASSOCIATES
Contact Information
Main Address
3500 Pentagon Boulevard, Suite 200, Beavercreek, OH 45431Phone Number
(937) 222-9531# of Employees
10SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
483AUM (Assets Under Management)
$909,330,276Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | Cover Page | Report |
| 10/23/2024 | Cover Page | Report |
| 08/23/2023 | Cover Page | Report |
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SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
DEAN C H & ASSOCIATES, INC. | DEAN INVESTMENTS | DEAN INVESTMENT ASSOCIATES, LLC | DEAN INVESTMENT ASSOCIATES
State Registrations and Notice Filings
(11/17/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1997About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 1997About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 1997About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Miller's CRS (Customer Relationship Summary).
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SOLTIS INVESTMENT ADVISORS, LLC