Joseph M. Sharma

OLIVER LUXXE ASSETS LLC

Gladstone, NJ 07934

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CRD#: 2686038

Professional summary

Joseph Michael Sharma, who also goes by Joe Sharma, Joseph Sharma, is a registered financial advisor currently at OLIVER LUXXE ASSETS LLC located in Gladstone, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joseph has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Sharma | Joseph Sharma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Sharma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2018 - Present

OLIVER LUXXE ASSETS LLC

Office #1: 17 Mendham Road Suite 200, Gladstone, NJ 07934

RIA

CRD#: 169588

Gladstone, NJ

Past

December 18, 2012 - February 9, 2018

SYSTEMATIC FINANCIAL MANAGEMENT LP

RIA

CRD#: 106146

TEANECK, NJ

Past

March 24, 1996 - January 17, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLIVER LUXXE ASSETS LLC

BETH ADVISORS, LLC | OLIVER LUXXE ASSETS LLC

CRD#: 169588 / SEC#: 801-78786

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/1996

General Securities Representative Examination

Current Firm

OLIVER LUXXE ASSETS LLC

BETH ADVISORS, LLC | OLIVER LUXXE ASSETS LLC

CRD#: 169588 / SEC#: 801-78786

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

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Contact information

Main Address

17 Mendham Road Suite 200, Gladstone, NJ 07934

Mailing Address

Phone number

(908) 741-4884

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	1,554
AUM (Assets Under Management)	$ 864,222,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph M. Sharma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Sharma's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLIVER LUXXE ASSETS LLC

SYSTEMATIC FINANCIAL MANAGEMENT LP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OLIVER LUXXE ASSETS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/1996

Series 63

Date: 2/9/1996

Series 7

Date: 1/8/1996

Current Firm

OLIVER LUXXE ASSETS LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLIVER LUXXE ASSETS LLC

TRUST BUT VERIFY

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