Kevin M. O'keeffe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin M. O'keeffe, who also goes by Kevin M Okeeffe, Kevin Okeeffe, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 9 firms and has passed the Series 63, SIE, Series 21, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2017 - October 24, 2017
MMC SECURITIES LLC
January 20, 2010 - April 24, 2015
STERNE, AGEE & LEACH, INC.
July 21, 2008 - December 4, 2009
GAVIGAN EXECUTIONS, LLC
April 10, 2007 - January 13, 2010
LEK SECURITIES CORPORATION
March 7, 2007 - July 23, 2008
BUCKLEY & YOUNG, LLC
October 7, 2002 - March 19, 2003
THOMAS WEISEL PARTNERS LLC
October 1, 2000 - October 26, 2001
BANC OF AMERICA SPECIALIST, INC.
April 14, 1998 - August 28, 2000
APEX CLEARING CORPORATION
November 16, 1995 - June 2, 1997
TULLETT LIBERTY BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 10/10/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 10/28/1999
NYSE Trading Assistant ExaminationCurrent Firm
MMC SECURITIES LLC
CRD#: 103846 / SEC#: 801-60515, 8-52349
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARSH INSURANCE & INVESTMENTS LLC | SOLE MEMBER | |
| BLACKMORE, KIMBERLY LYNN | FINOP PRINCIPAL, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, DIRECTOR AND TREASURER | 2219307 |
| HUM, CHI HONG | PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR | 1620728 |
| KEANE, DARREN PETER | DEPUTY CCO, DIRECTOR | 6900143 |
| KUMAR, SHIV | CEO AND DIRECTOR | 3165711 |
| MA, JOHN SUNG | PRINCIPAL OPERATIONS OFFICER | 5858075 |
| WEINSTOCK, JUDITH ANN | CCO, DIRECTOR AND SECRETARY | 8096565 |
Red Flags
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