Pasquale Forti
Professional summary
Pasquale Forti was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Pasquale is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Pasquale had worked at 3 firms, which includes PLATINUM EQUITIES INC., ROYAL HUTTON SECURITIES CORP., TOLUCA PACIFIC SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1997 - December 21, 2000
PLATINUM EQUITIES, INC.
March 1, 1997 - June 6, 1997
ROYAL HUTTON SECURITIES CORP.
April 22, 1996 - February 10, 1997
TOLUCA PACIFIC SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
PLATINUM EQUITIES, INC.
CRD#: 36347 / SEC#: , 8-47133
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKHEATH & KENT HOLDINGS, INC. | COMMON STOCK OWNER | |
| WALIA, TEJINDER K | COMMON STOCK OWNER | 2944800 |
| BOYCE, FREDERIC CLEMENS | FINOP,SROP/CROP | 27599 |
| FORTI, PASQUALE | VICE PRESIDENT, SECRETARY, DIRECTOR | 2685740 |
| FOX, THOMAS FRANCIS JR | CHIEF COMPLIANCE OFFICER | 602809 |
| KENNY, JOHN JOSEPH | PRESIDENT, TREASURER, DIRECTOR | 2122478 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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