Michael J. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Callahan JR, who also goes by Michael J Callahan Jr, Mike Callahan Jr, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7TO, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2023 - March 5, 2024
N.A. INVESTCORP LLC
September 4, 1999 - November 9, 2007
STRATEGIC ADVISERS LLC
July 27, 1999 - November 9, 2007
FIDELITY BROKERAGE SERVICES LLC
January 4, 1999 - July 16, 1999
SCUDDER FINANCIAL SERVICES, INC.
May 15, 1997 - December 31, 1998
DEAM INVESTOR SERVICES, INC.
April 4, 1996 - April 21, 1997
NATHAN & LEWIS SECURITIES, INC.
November 28, 1995 - April 10, 1996
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/14/2023
General Securities Representative ExaminationCurrent Firm
N.A. INVESTCORP LLC
CRD#: 134162 / SEC#: , 8-66812
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTCORP INTERNATIONAL HOLDINGS, INC. | SHAREHOLDER | |
| GOLDCHAIN, SCOTT DAVID | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3276936 |
| MURPHY, BRIAN JOSEPH | SECRETARY | 1720020 |
| QASIMI, SAMI | CHIEF COMPLIANCE OFFICER | 5640450 |
| SHEA, PATRICK OFARRELL | HEAD OF INVESTMENT BANKING, FINANCIAL AND OPERATIONAL PRINCIPAL | 838154 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
