John M. Luksa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Luksa was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2019 - October 11, 2024
SWBC INVESTMENT SERVICES, LLC
December 8, 2017 - January 18, 2018
GLOBAL ATLANTIC DISTRIBUTORS, LLC
December 9, 2015 - September 13, 2016
THE LEADERS GROUP, INC.
February 4, 2008 - December 31, 2013
AMERITAS INVESTMENT COMPANY, LLC
August 11, 2006 - February 1, 2008
FORESTERS EQUITY SERVICES, INC.
September 6, 2001 - July 19, 2006
MML INVESTORS SERVICES, LLC
December 12, 1995 - September 27, 2001
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SWBC INVESTMENT SERVICES, LLC
CRD#: 133715 / SEC#: , 8-66764
Contact information
FINRA licenses (49 States and Territories)
Red Flags
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