Allen C. Kershner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Clifford Kershner was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1973. Allen had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2012 - February 27, 2017
FOREST SECURITIES,INC.
May 1, 2009 - April 23, 2012
BIRKELBACH INVESTMENT SECURITIES, INC.
December 4, 1990 - April 28, 2009
SANCTUARY SECURITIES, INC.
November 12, 1990 - April 1, 1991
SANCTUARY SECURITIES, INC.
February 1, 1990 - December 4, 1990
JOSEPHTHAL & CO., INC.
December 15, 1989 - February 20, 1990
J. T. MORAN & CO., INC.
February 17, 1989 - December 18, 1989
ADAMS SECURITIES, INC.
October 25, 1988 - March 4, 1989
BRENNAN ROSS SECURITIES, INC.
March 15, 1988 - November 14, 1988
GREENTREE SECURITIES CORP.
February 12, 1988 - March 3, 1988
SHELTER ROCK SECURITIES CORP.
January 31, 1980 - November 5, 1984
UBS FINANCIAL SERVICES INC.
May 1, 1973 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/18/1973
Registered Representative ExaminationCurrent Firm
FOREST SECURITIES,INC.
CRD#: 16255 / SEC#: , 8-33568
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIVE TRIBAL ALLIANCE, LLC | SOLE SHAREHOLDER | |
| DUNNE, MICHAEL FITZGERALD | PRESIDENT/COO/FINOP/CCO | 1676474 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
