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Anthony Corey Senderson

CRD# 2685533·Registered 1995 - 2012
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Corey Senderson, who also goes by Anthony C Senderson, Anthony Senderson, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1995 - 2012. Anthony had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony C Senderson, Anthony Senderson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

AMERICAN CENTURY BROKERAGE, INC.·CRD# 42846
BD
Kansas City, MO
October 16, 2008 - December 31, 2012
AMERICAN CENTURY ADVISORY SERVICES, INC.·CRD# 121974
RIA
Kansas City, MO
August 18, 2008 - December 31, 2012
AMERICAN CENTURY INVESTMENT SERVICES INC.·CRD# 17437
BD
Kansas City, MO
July 25, 2008 - July 2, 2024
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Overland Park, KS
May 29, 2008 - June 16, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Overland Park, KS
May 29, 2008 - June 16, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Leawood, KS
March 13, 2006 - January 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Leawood, KS
March 13, 2006 - January 29, 2008
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Irving, TX
February 22, 2006 - March 1, 2006
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Irving, TX
February 22, 2006 - March 1, 2006
COMERICA SECURITIES·CRD# 17079
RIA
Plano, TX
May 1, 2002 - February 21, 2006
COMERICA SECURITIES·CRD# 17079
BD
Plano, TX
February 8, 2001 - February 21, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
January 13, 1999 - February 1, 2001
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
December 1, 1995 - March 13, 1997

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Current Firm

AC
AMERICAN CENTURY BROKERAGE, INC.

AMERICAN CENTURY BROKERAGE, INC.

CRD#: 42846 / SEC#: 8-50034
BD
Terminated by SEC on 03/03/2013

Contact Information

Established

Delaware since 11/04/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN CENTURY COMPANIES, INC.PARENT COMPANY—
ETHERINGTON, CHARLES ACLO2473136
LEIS, JOHN ANTHONYCEO, PRESIDENT,DIRECTOR2324896
MCCLAIN, STEVEN JDIRECTOR4788572
RADDIE, MICHAEL JONCOO, VICE PRESIDENT, DIRECTOR1607037
SCHUMAKER, AMY DIANECCO2556023
WAGGONER, JAMI DCHIEF FINANCIAL OFFICER2728244

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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