Anthony C. Senderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Corey Senderson, who also goes by Anthony C Senderson, Anthony Senderson, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1995. Anthony had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2008 - December 31, 2012
AMERICAN CENTURY BROKERAGE, INC.
August 18, 2008 - December 31, 2012
AMERICAN CENTURY ADVISORY SERVICES, INC.
July 25, 2008 - July 2, 2024
AMERICAN CENTURY INVESTMENT SERVICES INC.
May 29, 2008 - June 16, 2008
MORGAN STANLEY & CO. LLC
May 29, 2008 - June 16, 2008
MORGAN STANLEY & CO. LLC
March 13, 2006 - January 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 2006 - January 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2006 - March 1, 2006
CHASE INVESTMENT SERVICES CORP.
February 22, 2006 - March 1, 2006
CHASE INVESTMENT SERVICES CORP.
May 1, 2002 - February 21, 2006
COMERICA SECURITIES
February 8, 2001 - February 21, 2006
COMERICA SECURITIES
January 13, 1999 - February 1, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 1, 1995 - March 13, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CENTURY BROKERAGE, INC.
CRD#: 42846 / SEC#: , 8-50034
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| ETHERINGTON, CHARLES A | CLO | 2473136 |
| LEIS, JOHN ANTHONY | CEO, PRESIDENT,DIRECTOR | 2324896 |
| MCCLAIN, STEVEN J | DIRECTOR | 4788572 |
| RADDIE, MICHAEL JON | COO, VICE PRESIDENT, DIRECTOR | 1607037 |
| SCHUMAKER, AMY DIANE | CCO | 2556023 |
| WAGGONER, JAMI D | CHIEF FINANCIAL OFFICER | 2728244 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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