Spencer A. Jones

ATWOOD & PALMER

Kansas City, MO 64111-3541

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CRD#: 2685477

Professional summary

Spencer Alan Jones is a registered financial advisor currently at ATWOOD & PALMER, INC. located in Kansas City, Missouri.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Spencer has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Spencer Jones is on the City Personnel Board at the City of Million Hills. He serves as Treasurer. Non-investment related. Un-elected and un-paid position. Start date: 2011. Approximately 4 hours per month, none during securities trading hours. Duties: helps with city budget, authorizes payments to city providers, attend board meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Alan Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2006 - Present

ATWOOD & PALMER, INC.

Office #1: 4520 Madison Avenue Suite 200, Kansas City, MO 64111-3541

RIA

CRD#: 104995

Kansas City, MO

Past

February 13, 1998 - January 14, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

KANSAS CITY, MO

Past

January 12, 1996 - January 14, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATWOOD & PALMER, INC.

ATWOOD & PALMER INC | ATWOOD & PALMER, INC.

CRD#: 104995 / SEC#: 801-36665

RIA

Registered Investment Advisory firm - (5/29/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(12/20/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/11/1996

General Securities Representative Examination

Current Firm

ATWOOD & PALMER, INC.

ATWOOD & PALMER INC | ATWOOD & PALMER, INC.

CRD#: 104995 / SEC#: 801-36665

RIA

Registered Investment Advisory firm - (5/29/1990 Approved)

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Contact information

Main Address

4520 Madison Avenue Suite 200, Kansas City, MO 64111-3541

Mailing Address

Phone number

(816) 931-2266

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	1,257
AUM (Assets Under Management)	$ 1,723,355,253

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Spencer A. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Alan Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATWOOD & PALMER, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ATWOOD & PALMER, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/1996

Series 63

Date: 1/18/1996

Series 7

Date: 1/11/1996

Current Firm

ATWOOD & PALMER, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATWOOD & PALMER, INC.

TRUST BUT VERIFY

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