James Christopher Cook
Professional Summary
James Christopher Cook, who also goes by Chris Cook, is a registered financial advisor currently at BEACON CAPITAL MANAGEMENT, INC. located in Dayton, Ohio. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Cook
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
Contact Information
Main Address
7777 Washington Village Drive Suite 280, Dayton, OH 45459Phone Number
(937) 439-9093# of Employees
44SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
10,456AUM (Assets Under Management)
$4,258,083,129Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
State Registrations and Notice Filings
(2/6/2013)
(3/21/2013)
(3/28/2017)
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(3/29/2017)
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(3/29/2017)
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Christopher Cook's CRS (Customer Relationship Summary).
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SOLTIS INVESTMENT ADVISORS, LLC
