Todd T. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Thomas Ryan was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1995. Todd had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2013 - December 11, 2014
STAR MOUNTAIN ADVISORS, LLC
August 19, 2009 - December 31, 2012
MERIDIAN EQUITY PARTNERS, INC.
May 3, 2008 - March 6, 2009
HUDSON SECURITIES,INC.
May 10, 2007 - November 21, 2007
LEGEND SECURITIES, INC.
August 3, 2005 - February 6, 2007
NEW YORK GLOBAL SECURITIES, INC.
April 28, 2005 - June 24, 2005
TERRA NOVA FINANCIAL, LLC
November 18, 1999 - February 15, 2001
TRADE.COM ONLINE SECURITIES, INC.
November 15, 1995 - February 6, 1996
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/31/2001
Limited Representative-Equity Trader ExamCurrent Firm
STAR MOUNTAIN ADVISORS, LLC
CRD#: 153505 / SEC#: , 8-68541
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
