Darrell R. Pisarra

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CRD#: 2685360

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darrell Robert Pisarra was a registered financial professional .

Darrell is a previously registered financial professional and started their career in finance in 1995. Darrell had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 15, 2018 - August 11, 2021

SS&C MARKET SERVICES, LLC

CRD#: 23568

New York, NY

Past

September 18, 2017 - November 16, 2018

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Red Bank, NJ

Past

January 11, 2013 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

WESTFIELD, NJ

Past

October 9, 2009 - March 30, 2011

PENTEGRA DISTRIBUTORS INC.

CRD#: 26249

WHITE PLAINS, NY

Past

October 1, 2007 - December 9, 2008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

ISELIN, NJ

Past

March 7, 2002 - March 7, 2007

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

CENTENNIAL, CO

Past

March 14, 2001 - February 20, 2002

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

April 14, 2000 - February 14, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 30, 1997 - March 13, 2000

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

December 5, 1995 - May 15, 1997

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/19/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SS&C MARKET SERVICES, LLC

CRD#: 23568 / SEC#: , 8-40530

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Post Office Square 9th Floor, Boston, MA 02109

Mailing Address

One Post Office Square 9th Floor, Boston, MA 02109

Phone number

(770) 370-4150

Established

New York since 01/12/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SS&C GIDS, INC.	100% OWNER
BECK, DANIEL BRIAN	PRESIDENT	3025596
LONG, PATRICK JEROME	HEAD OF OPERATIONS	6093124
MULKERN, JOHN JOSEPH JR.	CHIEF COMPLIANCE OFFICER AND SECRETARY	4197230
SCHELL, BRIAN NORMAN	ASSISTANT SECRETARY	4414042
STUCKY, TODD DOUGLAS	FINOP, PRINCIPAL FINANCIAL OFFICER	1551348

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darrell R. Pisarra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

FINANCIAL TELESIS INC

PENTEGRA DISTRIBUTORS INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CITISTREET EQUITIES LLC

CITIGROUP GLOBAL MARKETS INC.

DEAM INVESTOR SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/1997

Series 7TO

Date: 3/19/2024

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1999

Series 6

Date: 12/1/1995

Current Firm

SS&C MARKET SERVICES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SS&C MARKET SERVICES, LLC

TRUST BUT VERIFY

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