Peter K. Tenfjord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Kolbjorn Tenfjord, who also goes by Pete Tenfjord, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1998 - December 4, 2001
TRADEWAY SECURITIES GROUP, INC.
October 20, 1997 - April 17, 1998
GLOBAL CAPITAL SECURITIES CORPORATION
July 12, 1996 - October 17, 1997
PRUDENTIAL EQUITY GROUP, LLC
March 22, 1996 - June 17, 1996
SMITH CULVER INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADEWAY SECURITIES GROUP, INC.
CRD#: 29794 / SEC#: , 8-44549
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUILTINAN, FRANCIS JOSEPH | CHAIRMAN OF THE BOARD, DIRECTOR, CEO | 1389620 |
| GUILTINAN, ROBERT MICHAEL | SHAREHOLDER | 2644488 |
| MADDEN, JOHN LAURENCE | SHAREHOLDER | 867661 |
| MANGIAPANE, JOSEPH JR | SHAREHOLDER | 1700465 |
| LANDAU, DAN EVAN | REGISTERED PRINCIPAL, SHAREHOLDER | 2401574 |
| WOODRUM, GEORGE QUINTIN | CHIEF COMPLIANCE OFFICER, CFO | 2783933 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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