Stanley P. Kerry
Professional summary
Stanley Peter Kerry was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stanley is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Stanley had worked at 10 firms, which includes INVESTORS CAPITAL CORP., EDI FINANCIAL INC., PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC., SECURITIES AMERICA INC., INVESTACORP INC., NORTH AMERICAN INVESTMENT CORP., USLIFE EQUITY SALES CORP., AMERICAN EXPRESS FINANCIAL CORPORATION, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 1994 - July 12, 1994
INVESTORS CAPITAL CORP.
October 15, 1993 - February 12, 1996
EDI FINANCIAL, INC.
May 23, 1991 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 23, 1989 - May 22, 1991
SECURITIES AMERICA, INC.
August 14, 1986 - January 1, 1990
INVESTACORP, INC.
May 23, 1986 - August 19, 1986
NORTH AMERICAN INVESTMENT CORP.
July 20, 1984 - June 5, 1986
USLIFE EQUITY SALES CORP.
January 2, 1973 - February 15, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
January 2, 1973 - February 15, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 1973 - February 15, 1984
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1972
Registered Representative ExaminationCurrent Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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