David K. Welty
Professional summary
David Keith Welty, CFP®, who also goes by Dave Welty, is a registered financial advisor currently at AVIER WEALTH ADVISORS located in Bellevue, Washington.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Keith Welty's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
April 16, 2012 - Present
AVIER WEALTH ADVISORS
Office #1: 10655 Ne 4th Street, Suite 508, Bellevue, WA 98004October 30, 2006 - June 28, 2012
RETIREMENT ASSET MANAGEMENT, LLC
March 8, 2000 - November 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 28, 2000 - November 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 11, 1996 - January 28, 2000
FSC SECURITIES CORPORATION
December 20, 1995 - January 16, 1996
TOLUCA PACIFIC SECURITIES CORP.
Primary Firm SEC Registration
AVIER WEALTH ADVISORS
CRD#: 161077 / SEC#: 801-73301
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/17/2012)
Exams
Current Firm
AVIER WEALTH ADVISORS
CRD#: 161077 / SEC#: 801-73301
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,477 |
| AUM (Assets Under Management) | $ 964,391,865 |
Red Flags
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