Robert J. Kerrigan
Professional summary
Robert Joseph Kerrigan SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial advisor and started their career in finance in 1967. Prior to being barred, Robert had worked at 6 firms, which includes FFEC WEALTH PARTNERS LLC, TRANSAMERICA FINANCIAL ADVISORS LLC, M.F. DIESSNER SECURITIES CORP., MONACO SECURITIES INC., INCOR SECURITIES INC., LINCOLN FINANCIAL DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2008 - August 4, 2015
FFEC WEALTH PARTNERS LLC
January 14, 2005 - October 30, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 5, 2000 - December 31, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 12, 1994 - October 30, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 20, 1990 - September 14, 1994
M.F. DIESSNER SECURITIES CORP.
October 6, 1988 - July 9, 1990
MONACO SECURITIES, INC.
July 27, 1987 - October 5, 1988
FFEC WEALTH PARTNERS LLC
July 16, 1985 - August 5, 1987
M.F. DIESSNER SECURITIES CORP.
October 30, 1984 - August 2, 1985
INCOR SECURITIES, INC.
October 16, 1967 - May 28, 1985
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/19/1967
Registered Representative ExaminationCurrent Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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