Tammy P. Santi
Professional summary
Tammy Presley Santi, who also goes by Tammy Sue Poppenhouse, Tammy Sue Presley, Tammy Sue Santi, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Tammy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Tammy has worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tammy Presley Santi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124May 1, 2018 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124July 20, 2009 - January 22, 2010
EDWARD JONES
July 3, 2009 - January 22, 2010
EDWARD JONES
March 26, 2004 - January 11, 2005
JPMORGAN FLEMING ASSET MANAGEMENT
January 26, 1996 - January 5, 2005
BANC ONE SECURITIES CORPORATION
December 12, 1995 - January 5, 2005
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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