Irwin M. Milch

M & I FINANCIAL PLANNING SERVICES

Mount Kisco, NY

Some features on this profile are disabled

CRD#: 2685076

Professional summary

Irwin Marc Milch is a registered financial advisor currently at M & I FINANCIAL PLANNING SERVICES located in Mount Kisco, New York.

Irwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Irwin has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irwin Marc Milch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2022 - Present

M & I FINANCIAL PLANNING SERVICES

RIA

CRD#: 124400

Mount Kisco, NY

Past

July 11, 2003 - November 29, 2010

M & I FINANCIAL PLANNING SERVICES

RIA

CRD#: 124400

PLEASANTVILLE, NY

Past

October 7, 1997 - April 30, 2003

GARY GOLDBERG & CO., INC.

CRD#: 6482

SUFFERN, NY

Past

August 26, 1996 - August 18, 1997

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 26, 1996 - August 18, 1997

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/23/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

M & I FINANCIAL PLANNING SERVICES

CRD#: 124400 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/29/2010 Terminated)

New Jersey

Registered Investment Advisory firm - (11/29/2010 Terminated)

New York

Registered Investment Advisory firm - (4/15/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mount Kisco, NY

Mailing Address

Phone number

(914) 309-3637

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	52
AUM (Assets Under Management)	$ 16,847,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Irwin M. Milch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irwin Marc Milch's CRS (Customer Relationship Summary).

Certified licenses

Experience

M & I FINANCIAL PLANNING SERVICES

M & I FINANCIAL PLANNING SERVICES

GARY GOLDBERG & CO., INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/1997

Series 63

Date: 9/19/1996

Series 6

Date: 8/23/1996

Current Firm

M & I FINANCIAL PLANNING SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M & I FINANCIAL PLANNING SERVICES

TRUST BUT VERIFY

Similar Advisors