Jeffrey C. Lockwood
Professional summary
Jeffrey Clagett Lockwood, who also goes by Jeffrey Lockwood, is a registered financial professional currently at LOCKWOOD SECURITIES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Clagett Lockwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2015 - Present
LOCKWOOD SECURITIES LLC
Office #1: 1140 Avenue Of The Americas 9th Floor, New York, NY, 10036September 26, 2013 - April 30, 2015
TULLY & HOLLAND, INCORPORATED
May 26, 2010 - September 18, 2013
WOLFE RESEARCH SECURITIES
April 1, 2010 - June 18, 2010
TULLY & HOLLAND, INCORPORATED
March 3, 2010 - March 31, 2010
BROWN BROTHERS HARRIMAN & CO.
October 1, 2000 - November 27, 2007
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2017)
(6/26/2017)
(4/1/2015)
(5/27/2019)
(8/12/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LOCKWOOD SECURITIES LLC
CRD#: 169735 / SEC#: , 8-69388
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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