Daniel E. Smith

CORNERSTONE WEALTH MANAGEMENT

Des Peres, MO 63131

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CRD#: 2684982

Professional summary

Daniel Edward Smith, who also goes by Dan Smith, is a registered financial advisor currently at CORNERSTONE WEALTH MANAGEMENT, LLC located in Des Peres, Missouri and LPL FINANCIAL LLC located in Des Peres, Missouri.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CORNERSTONE WEALTH MANAGEMENT - INVESTMENT RELATED - DES PERES, MO 63131 2) 08/2018 - Vacation property rental; not investment-related; 4119 Nancee Drive, Panama City Beach, FL 32408; jointly own this rental property with spouse; started renting in 08/2018; no time is devoted to this activity. 3) 7/6/2021 - Cornerstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 4/1/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/130 Hours During Securities Trading - Time Spent 100% 5) 12/21/2023 - DPK3 - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/02/2021 - 0 Hours Per Month/ During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Edward Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2021 - Present

CORNERSTONE WEALTH MANAGEMENT, LLC

Office #1: 13358 Manchester Road Suite 200, Des Peres, MO 63131

RIA

CRD#: 164666

Des Peres, MO

Current

April 28, 2021 - Present

LPL FINANCIAL LLC

Office #1: 13358 Manchester Rd Ste 200, Des Peres, MO 63131

RIA

CRD#: 6413

DES PERES, MO

Past

December 23, 2009 - February 24, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

FENTON, MO

Past

December 23, 2009 - October 23, 2020

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

November 4, 2009 - December 15, 2009

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

FENTON, MO

Past

November 4, 2009 - December 15, 2009

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

FENTON, MO

Past

December 20, 2002 - April 23, 2009

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

August 15, 2000 - December 3, 2002

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

December 1, 1999 - July 26, 2000

PFIC SECURITIES CORPORATION

CRD#: 34941

FRANKLIN, TN

Past

August 20, 1998 - November 30, 1999

MAGNA INVESTMENTS

CRD#: 16511

ST. LOUIS, MO

Past

April 18, 1996 - May 13, 1998

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

February 8, 1996 - April 5, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE WEALTH MANAGEMENT, LLC

CRD#: 164666 / SEC#: 801-76973

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/24/2025)

Indiana
(3/10/2022)

Missouri
(4/28/2021)

IAR

Missouri
(5/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CORNERSTONE WEALTH MANAGEMENT, LLC

CRD#: 164666 / SEC#: 801-76973

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

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Contact information

Main Address

7417 Mexico Road Suite 104, St. Peters, MO 63376

Mailing Address

Phone number

(636) 397-6200

Established

Firm type

Fiscal year end

# of Employees

139

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 MANAGED ASSET PROGRAM (4/8/2025)

FORM ADV PART 2A - FIRM BROCHURE (4/8/2025)

Regulatory assets under management

Total Number of Accounts	18,813
AUM (Assets Under Management)	$ 4,082,513,557

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Daniel E. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Edward Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

COREBRIDGE CAPITAL SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

PFIC SECURITIES CORPORATION

MAGNA INVESTMENTS

FFP SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CORNERSTONE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2009

Series 63

Date: 12/6/1995

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2000

Series 6

Date: 2/7/1996

FINRA

Current Firm

CORNERSTONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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