Frank G. Gerwig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Gordon Gerwig, who also goes by Frank G Gerwig, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1995. Frank had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2018 - February 11, 2019
FRANK GERWIG FINANCIAL PLANNING
January 4, 2006 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
February 4, 2005 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 15, 2001 - February 15, 2005
LEGG MASON WOOD WALKER, INCORPORATED
December 8, 1995 - September 15, 2001
HOWARD WEIL INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANK GERWIG FINANCIAL PLANNING
CRD#: 290994 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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