Faith C. Vincent
Professional summary
Faith Creighton Vincent, who also goes by Faith Lynn Creighton, is a registered financial advisor currently at LBJ FAMILY WEALTH ADVISORS, LTD. located in Austin, Texas.
Faith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Faith has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Faith Creighton Vincent's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2005 - Present
LBJ FAMILY WEALTH ADVISORS, LTD.
Office #1: 3800 North Lamar Suite 200, Austin, TX 78756October 16, 1998 - February 2, 1999
BARTON CREEK CAPITAL CORPORATION
December 17, 1996 - May 5, 1998
COMMERZ MARKETS LLC
November 21, 1996 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
March 11, 1996 - November 27, 1996
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
LBJ FAMILY WEALTH ADVISORS, LTD.
CRD#: 129701 / SEC#: 801-64374
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/1/2005)
Exams
Current Firm
LBJ FAMILY WEALTH ADVISORS, LTD.
CRD#: 129701 / SEC#: 801-64374
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 348,929,579 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 | ||
| 01/31/2024 | ||
| 01/24/2023 |
Red Flags
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