Tae-gene K. Cho
Professional summary
Tae-gene Kim Cho, who also goes by Taegene Kim Cho, Ted K Cho, is a registered financial advisor currently at GRANDFIELD & DODD, LLC located in New York, New York.
Tae-gene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Tae-gene has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tae-gene Kim Cho's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2021 - Present
GRANDFIELD & DODD, LLC
Office #1: 40 Wall Street, New York, NY 10005February 23, 1998 - February 22, 2002
BANC OF AMERICA SECURITIES LLC
November 29, 1997 - March 13, 1998
SALOMON BROTHERS INC.
March 20, 1996 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
GRANDFIELD & DODD, LLC
CRD#: 110971 / SEC#: 801-60064
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/4/2021)
Exams
Current Firm
GRANDFIELD & DODD, LLC
CRD#: 110971 / SEC#: 801-60064
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,766 |
| AUM (Assets Under Management) | $ 2,028,691,594 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2025 | ||
| 01/15/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
