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Edward John Durica Iii

CFA
ALPHACORE CAPITAL
Glendale, CO
·CRD# 2684494·31 years experience

Professional Summary

Edward John Durica III, CFA is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in Glendale, Colorado. Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Edward has worked at 6 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFA
Chartered Financial Analyst

Years of Experience

31 years in the financial services industry

Current & Past Employments

Current

ALPHACORE CAPITAL LLCCurrent·CRD# 174346
RIA
4500 Cherry Creek Drive South Suite 1070, Glendale, CO 80246
April 3, 2023 - Present

Past

JOHNSTON & ASSOCIATES INCPast·CRD# 106048
RIA
Glendale, CO
May 21, 2013 - June 13, 2023
CASCADE FINANCIAL MANAGEMENT, INC.Past·CRD# 119030
BD
Denver, CO
February 2, 2004 - January 10, 2007
CASCADE INVESTMENT GROUP, INC.Past·CRD# 35844
BD
Colorado Springs, CO
September 9, 2002 - June 11, 2003
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Westlake, TX
November 20, 1997 - April 9, 2001
PHILLIPS & COMPANYPast·CRD# 35800
BD
Portland, OR
December 1, 1995 - December 16, 1995

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Current Firm

AC
ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - SEC (9/28/2016 Approved)
California
Registered Investment Advisory firm - California (11/9/2016 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (9/28/2016 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/13/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Phone Number

(858) 875-4100

# of Employees

124

SEC notice filing (48 States and Territories)

Registered to provide investment advisory services in 48 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2A-AUG 2026 (8/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

13,477

AUM (Assets Under Management)

$12,959,408,390

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - SEC (9/28/2016 Approved)
California
Registered Investment Advisory firm - California (11/9/2016 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (9/28/2016 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (10/13/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(4/3/2023)
IAR
Indiana
(2/26/2026)
IAR
Oklahoma
(4/3/2023)
IAR
Texas
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2000About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2000About the Series 9 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Edward John Durica III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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