Donald K. Ferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Kyle Ferguson was a registered financial advisor .
Donald is a previously registered financial advisor and started their career in finance in 1996. Donald had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2006 - October 5, 2012
FIRST INDEPENDENT ADVISORY SERVICES, INC.
August 24, 2006 - October 5, 2012
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
September 7, 2004 - August 3, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 27, 2004 - August 3, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 14, 2002 - August 31, 2004
SPC
February 9, 2002 - August 31, 2004
PARKLAND SECURITIES, LLC
July 6, 1999 - February 9, 2002
WALNUT STREET SECURITIES, INC.
January 31, 1996 - July 8, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST INDEPENDENT ADVISORY SERVICES, INC.
CRD#: 132678 / SEC#:
Contact information
Red Flags
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