Laura Casey

COASTAL WEALTH MANAGEMENT

NEW YORK, NY 10004

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CRD#: 2684465

Professional summary

Laura Casey, who also goes by Laura H Casey, Laura Aline Hubbard, Laura H Hubbard, is a registered financial advisor currently at COASTAL WEALTH MANAGEMENT located in New York, New York.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Laura has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 86, Series 87 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura H Casey | Laura Aline Hubbard | Laura H Hubbard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Doing Business As: Coastal Private Wealth Management Investment-related: Yes Address: 136 Bingham Ave Rumson, NJ 07760

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Casey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

COASTAL WEALTH MANAGEMENT

Office #1: 85 Broad Street 18th Floor, New York, NY 10004

RIA

CRD#: 327867

NEW YORK, NY

Past

August 17, 2022 - September 19, 2023

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

Rumson, NJ

Past

August 17, 2022 - September 19, 2023

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

Rumson, NJ

Past

October 1, 2018 - September 1, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Red Bank, NJ

Past

July 27, 2018 - September 1, 2022

MORGAN STANLEY

CRD#: 149777

Red Bank, NJ

Past

March 21, 2006 - December 20, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 28, 2005 - March 6, 2006

WEDBUSH SECURITIES INC.

CRD#: 877

NEW YORK, NY

Past

May 24, 2004 - May 18, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 26, 2003 - May 12, 2004

THE WILLIAMS CAPITAL GROUP, L.P.

CRD#: 35149

NEW YORK, NY

Past

January 23, 1996 - June 26, 1997

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COASTAL WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT | COASTAL WEALTH MANAGEMENT | COASTAL PRIVATE WEALTH MANAGEMENT LLC

CRD#: 327867 / SEC#: 801-128660

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/1/2023)

IAR

New York
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/15/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2018

General Securities Representative Examination

General Industry/Product Exam

Series 86

Date: 8/23/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/23/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 3

Date: 11/20/1995

National Commodity Futures Examination

Current Firm

COASTAL WEALTH MANAGEMENT

COASTAL PRIVATE WEALTH MANAGEMENT | COASTAL WEALTH MANAGEMENT | COASTAL PRIVATE WEALTH MANAGEMENT LLC

CRD#: 327867 / SEC#: 801-128660

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

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Contact information

Main Address

85 Broad Street 18th Floor, New York, NY 10004

Mailing Address

Phone number

(917) 558-2468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CPWM BROCHURE 2.12.2025 (2/12/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 34,178,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laura Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

WEDBUSH SECURITIES INC.

J.P. MORGAN SECURITIES LLC

THE WILLIAMS CAPITAL GROUP, L.P.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

COASTAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2018

Series 63

Date: 10/15/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/27/2018

Series 86

Date: 8/23/2004

Series 87

Date: 8/23/2004

Series 3

Date: 11/20/1995

Current Firm

COASTAL WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COASTAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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