Ariel L. Hernandez
Professional summary
Ariel Luis Hernandez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ariel is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Ariel had worked at 17 firms, which includes ROYAL CAPITAL ADVISORS INC., LIBERTY PARTNERS FINANCIAL SERVICES LLC, SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., J. B. HANAUER & CO., WELLS FARGO CLEARING SERVICES LLC, MSI FINANCIAL SERVICES INC., INVESTORS CAPITAL CORP., UVEST FINANCIAL SERVICES GROUP INC., ATLAS SECURITIES LLC, CUNA BROKERAGE SERVICES INC., PFIC SECURITIES CORPORATION, MML INVESTORS SERVICES LLC, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2010 - December 31, 2013
ROYAL CAPITAL ADVISORS, INC.
August 6, 2010 - November 27, 2013
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
October 29, 2009 - August 17, 2010
SUMMIT FINANCIAL GROUP INC
September 28, 2009 - August 17, 2010
SUMMIT BROKERAGE SERVICES, INC.
December 11, 2008 - September 10, 2009
J. B. HANAUER & CO.
December 5, 2008 - September 10, 2009
J. B. HANAUER & CO.
October 10, 2007 - December 9, 2008
WELLS FARGO CLEARING SERVICES, LLC
October 9, 2007 - December 9, 2008
WELLS FARGO CLEARING SERVICES, LLC
June 25, 2007 - October 12, 2007
MSI FINANCIAL SERVICES, INC.
June 4, 2007 - October 12, 2007
MSI FINANCIAL SERVICES, INC.
July 18, 2006 - January 8, 2007
INVESTORS CAPITAL CORP.
January 21, 2005 - February 27, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
December 3, 2003 - July 20, 2004
ATLAS SECURITIES, LLC
December 11, 2002 - December 8, 2003
CUNA BROKERAGE SERVICES, INC.
April 20, 2000 - October 31, 2002
PFIC SECURITIES CORPORATION
July 6, 1999 - April 3, 2000
MML INVESTORS SERVICES, LLC
January 14, 1999 - March 9, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 14, 1999 - March 9, 1999
OSAIC FA, INC.
December 1, 1995 - May 24, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 1, 1995 - May 24, 1996
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROYAL CAPITAL ADVISORS, INC.
CRD#: 154456 / SEC#:
Contact information
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