Donovan A. Williams

EAGLE STRATEGIES LLC

WHITE PLAINS, NY 10601

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CRD#: 2684329

Professional summary

Donovan A Williams, who also goes by Donovan Anthony Williams, Donovan Williams, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in White Plains, New York and NYLIFE SECURITIES LLC located in White Plains, New York.

Donovan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Donovan has worked at 16 firms and has passed the Series 63, Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donovan Anthony Williams | Donovan Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donovan A Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2026 - Present

EAGLE STRATEGIES LLC

Office #1: 44 S Broadway Suite 1801, White Plains, NY 10601

RIA

CRD#: 110826

WHITE PLAINS, NY

Current

February 17, 2026 - Present

NYLIFE SECURITIES LLC

Office #1: New York Life Insurance 44 South Broadway, Suite 1801, White Plains, NY 10601

CRD#: 5167

WHITE PLAINS, NY

Past

April 12, 2023 - December 17, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WHITE PLAINS, NY

Past

April 12, 2023 - December 17, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WHITE PLAINS, NY

Past

November 29, 2022 - March 7, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BEDFORD VILLAGE, NY

Past

November 29, 2022 - March 7, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BEDFORD VILLAGE, NY

Past

September 22, 2021 - December 6, 2022

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

WHITE PLAINS, NY

Past

July 29, 2021 - December 6, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

WHITE PLAINS, NY

Past

December 18, 2020 - July 8, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

WHITE PLAINS, NY

Past

June 4, 2019 - July 8, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

WHITE PLAINS, NY

Past

August 22, 2018 - June 3, 2019

SPIRIT OF AMERICA MANAGEMENT CORP

RIA

CRD#: 110023

White Plains, NY

Past

September 14, 2017 - June 3, 2019

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

WHITE PLAINS, NY

Past

October 16, 2007 - June 15, 2017

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

SECAUCUS, NJ

Past

July 31, 2007 - August 23, 2007

TD AMERITRADE, INC.

CRD#: 7870

PARAMUS, NJ

Past

July 18, 2007 - August 23, 2007

TD AMERITRADE, INC.

RIA

CRD#: 7870

PARAMUS, NJ

Past

July 18, 2007 - August 23, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

PARAMUS, NJ

Past

November 14, 2006 - July 11, 2007

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

LYNDHURST, NJ

Past

September 30, 2005 - January 13, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

August 16, 2005 - August 22, 2005

JOSEPH GUNNAR & CO. LLC

RIA

CRD#: 24795

NEW YORK, NY

Past

August 16, 2005 - August 22, 2005

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

UNIONDALE, NY

Past

April 23, 2004 - June 18, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 23, 2004 - June 18, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 2, 1999 - February 11, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 20, 1998 - October 18, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 22, 1996 - August 31, 1998

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/17/2026)

IAR

New York
(3/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/18/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/4/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/7/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (3/3/2026)

EAGLE STRATEGIES DISCLOSURE BROCHURE (3/3/2026)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donovan A. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donovan A Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

SPIRIT OF AMERICA MANAGEMENT CORP

DAVID LERNER ASSOCIATES, INC.

ERNST & YOUNG INVESTMENT ADVISERS LLP

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

EQUITABLE ADVISORS, LLC

JOSEPH GUNNAR & CO. LLC

JOSEPH GUNNAR & CO. LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FIRST ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2017

Series 66

Date: 5/4/2004

Series 65

Date: 12/7/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2017

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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