Lance B. Vennard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Bennett Vennard was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1995. Lance had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2010 - May 7, 2020
STERLING ADVISOR GROUP
August 23, 2006 - October 8, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
July 27, 2005 - August 25, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 8, 2002 - October 8, 2010
WORLD GROUP SECURITIES, INC.
November 22, 1995 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STERLING ADVISOR GROUP
CRD#: 147357 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 265 |
| AUM (Assets Under Management) | $ 11,650,000 |
Red Flags
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