George S. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George S Mcdonald was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1996. George had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2016 - January 24, 2022
NATIONWIDE INVESTMENT ADVISORS, LLC
November 11, 2009 - January 24, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 14, 2009 - March 21, 2016
NATIONWIDE SECURITIES, LLC
November 18, 2008 - December 31, 2010
NATIONWIDE SECURITIES, LLC
July 14, 2008 - November 6, 2008
W&S BROKERAGE SERVICES, INC.
December 9, 2004 - May 9, 2008
1717 CAPITAL MANAGEMENT COMPANY
October 13, 2003 - May 9, 2008
NATIONWIDE SECURITIES, LLC
April 15, 2003 - September 30, 2003
OSAIC WEALTH, INC.
October 2, 2000 - April 24, 2003
FORESTERS EQUITY SERVICES, INC.
April 18, 2000 - September 28, 2000
HOCHMAN & BAKER SECURITIES, INC.
April 1, 1996 - April 26, 2000
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
