Randal D. Scharringhausen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randal Douglas Scharringhausen, who also goes by Randal D Scharringhausen, Randy Scharringhausen, was a registered financial professional .
Randal is a previously registered financial professional and started their career in finance in 1995. Randal had worked at 9 firms and has passed the Series 63, Series 7TO, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2020 - December 15, 2020
FORTE SECURITIES LLC
April 10, 2012 - October 11, 2012
WALLACHBETH CAPITAL LLC
July 29, 2011 - February 2, 2012
SEARLE & CO.
August 21, 2007 - July 15, 2011
CAPSTONE GLOBAL MARKETS, LLC
March 30, 2007 - May 7, 2008
CAPSTONE TRADING L.L.C.
October 21, 2005 - October 13, 2006
HAMPSHIRE TRADING, LLC
April 2, 2004 - November 17, 2004
KNIGHT CAPITAL AMERICAS, L.P.
April 1, 1996 - October 16, 1996
GRUNTAL & CO., L.L.C.
November 28, 1995 - April 3, 1996
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/27/2020
General Securities Representative ExaminationSeries 55
Date: 5/17/2004
Limited Representative-Equity Trader ExamCurrent Firm
FORTE SECURITIES LLC
CRD#: 38373 / SEC#: , 8-48201
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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