Angus S. Lamond
Professional summary
Angus Scott Lamond IV, who also goes by Scott Lamond IV, is a registered financial professional currently at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC located in Chevy Chase, Maryland.
Angus is registered as a RR (Registered Representative) and started their career in finance in 1996. Angus has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angus Scott Lamond IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2015 - Present
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Office #1: 5425 Wisconsin Ave, Suite 600, Chevy Chase, MD 20815August 20, 2009 - December 23, 2009
FIVE X SECURITIES, LLC
November 25, 1996 - September 14, 2005
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2018)
(1/31/2015)
(1/29/2015)
(1/27/2015)
(1/27/2015)
(1/31/2015)
(1/28/2015)
(2/12/2016)
(1/27/2015)
(1/31/2015)
(1/18/2018)
(2/12/2016)
(5/26/2022)
(1/27/2015)
(1/31/2015)
(2/12/2016)
(1/31/2015)
(1/31/2015)
(1/31/2015)
Exams
Series 62
Date: 8/19/2009
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
CRD#: 131452 / SEC#: , 8-66464
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK NATIONAL ASSOCIATION | PARENT | |
| AQUEDUCT CAPITAL HOLDINGS, LLC | SOLE MEMBER | |
| EDWARDS, FRANK HOOKER | CEO/CCO/MEMBER OF AQUEDUCT CAPITAL HOLDINGS, LLC | 2151464 |
| LESSING, STEPHEN MARION JR. | PARTNER | 5306328 |
| LONG, GEORGE PHILLIP MR. | CORPORATE SECRETARY | 5094038 |
| NEUNER, JOHN IV | BOARD MEMBER | 4578584 |
| VALENTINE, EDWARD WEST | BOARD MEMBER | 2399981 |
| WILCOX, BLAKE MILLER | FINOP | 5982383 |
Red Flags
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