Evelyn L. Infurna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evelyn Leon Infurna, who also goes by Evelyn Infurna, Evelyn Janet Leon, Evelyn Leon, was a registered financial professional .
Evelyn is a previously registered financial professional and started their career in finance in 1995. Evelyn had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2015 - July 6, 2021
ICR CAPITAL LLC
December 2, 2011 - November 13, 2014
CITIGROUP GLOBAL MARKETS INC.
September 17, 2002 - November 22, 2004
MML INVESTORS SERVICES, LLC
June 7, 1999 - August 30, 2000
DEUTSCHE BANK SECURITIES INC.
November 22, 1995 - June 7, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
