GC
Gregory J. Clemens
CITIZENS SECURITIES
TELFORD, PA
Some features on this profile are disabled
CRD#: 2684006
GC
Professional summary
Gregory Jon Clemens, who also goes by Gregg Clemens, Gregory Jon Clemens, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Telford, Pennsylvania.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, Series 52TO, Series 99TO, SIE, Series 31, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregg Clemens | Gregory Jon Clemens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Door Dash Address: 108 Anjou Court, Telford, PA, 18969, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 01/21/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Delivery Driver (2)Name of Business: Instacart Address: 108 Anjou Ct, Telford, PA, 18969, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 03/23/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Grocery shopping/delivery (3)Name of Business: Uber / Lyft Address: 108 Anjou Court, Telford , RI, 18969, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 03/01/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Driver 4) Youth Sports Official - Official
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Jon Clemens's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Jon Clemens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2023 - Present
CITIZENS SECURITIES, INC.
Office #2: 300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428Office #3: 777 S Flagler Drive Suite #142, West Palm Beach, FL 33401RIA
BD
CRD#: 39550
TELFORD, PA
Current
September 20, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428Office #2: 777 S Flagler Drive Suite #142, West Palm Beach, FL 33401RIA
BD
CRD#: 39550
CONSHOHOCKEN, PA
Past
April 11, 2022 - October 20, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
October 15, 2020 - March 10, 2022
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
July 20, 2017 - March 7, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
MOUNT LAUREL, NJ
Past
July 19, 2017 - March 7, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MOUNT LAUREL, NJ
Past
February 10, 2012 - July 12, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
HORSHAM, PA
Past
February 10, 2012 - July 12, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
HORSHAM, PA
Past
March 26, 2008 - February 6, 2012
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LANGHORNE, PA
Past
March 26, 2008 - February 6, 2012
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LANGHORNE, PA
Past
October 16, 2002 - March 3, 2008
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
HORSHAM, PA
Past
July 24, 2002 - March 3, 2008
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
HORSHAM, PA
Past
September 21, 1999 - June 13, 2002
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
September 26, 1997 - October 12, 1998
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(2/27/2025)
RR
Pennsylvania(9/20/2022)
IAR
Pennsylvania(4/18/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
