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NC

Noel Z. Cajigas

DIAMOND WEALTH MANAGEMENT
DENVER, CO 80111
Some features on this profile are disabled
CRD#: 2683770
NC

Professional summary

Noel Zerna Cajigas is a registered financial advisor currently at DIAMOND WEALTH MANAGEMENT, LLC located in Denver, Colorado.

Noel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Noel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Noel Cajigas - Private Wealth Managemer; Investment Related; Denver, CO; Insurance Products Sales and Services; October 2010; Insurance Agent; Approximately 10% of time is spent on this activity. NorthPointe Investment Partners LLC; dba for Diamond Wealth Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noel Zerna Cajigas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2017 - Present

DIAMOND WEALTH MANAGEMENT, LLC

Office #1: 7887 E. Bellview Avenue Suite 1100, Denver, CO 80111
RIA
CRD#: 288603
DENVER, CO
Past

May 10, 2016 - October 12, 2017

NORTHPOINTE INVESTMENT PARTNERS LLC

RIA
CRD#: 283178
GREENWOOD VILLAGE, CO
Past

October 22, 2015 - November 15, 2016

ENSIGN WEALTH ADVISORS LLC

RIA
CRD#: 172727
GREENWOOD VILLAGE, CO
Past

May 27, 2015 - November 10, 2015

STONECREST CAPITAL MARKETS, INC.

BD
CRD#: 39616
AUSTIN, TX
Past

September 22, 2000 - April 29, 2015

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
LONE TREE, CO
Past

November 21, 1995 - April 28, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
LONE TREE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DIAMOND WEALTH MANAGEMENT, LLC
DIAMOND WEALTH MANAGEMENT, LLC | WEALTH MANAGEMENT CONSULTING | NORTHPOINTE INVESTMENT PARTNERS LLC | ENSIGN WEALTH ADVISORS LLC

CRD#: 288603 / SEC#: 801-110663

RIA
Registered Investment Advisory firm - (6/19/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(9/8/2017)
IAR
Texas
(11/7/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/27/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/10/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/20/1995
Investment Company Products/Variable Contracts Representative Examination

Current Firm

DW
DIAMOND WEALTH MANAGEMENT, LLC
DIAMOND WEALTH MANAGEMENT, LLC | WEALTH MANAGEMENT CONSULTING | NORTHPOINTE INVESTMENT PARTNERS LLC | ENSIGN WEALTH ADVISORS LLC

CRD#: 288603 / SEC#: 801-110663

RIA
Registered Investment Advisory firm - (6/19/2017 Approved)
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Contact information

Main Address
40 W. Main Street Court Suite 250e, Alpine, UT 84004
Mailing Address
Phone number
(801) 216-4811
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV2A AND 2B (4/25/2025)
JONATHAN GARDNER ADV PART 2B (4/25/2025)
ADV PART 2B N CAJIGAS (4/25/2025)
ADV PART 2B RONALD T. SPERRY (4/25/2025)
ADV PART 2B R SIMONS (4/25/2025)
ADV PART 2B ARTHUR J SMITHEE (4/25/2025)

Regulatory assets under management

Total Number of Accounts510
AUM (Assets Under Management)$ 183,472,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIAMOND WEALTH MANAGEMENT, LLC

CRD#: 288603Denver, CO 80111

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Contact information

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